Innovation in Compliance with Tom Fox - podcast cover

Innovation in Compliance with Tom Fox

Thomas Fox
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
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Episodes

At the Intersection of Law, Data and Technology with Mollie Nichols

Mollie Nichols is the co-founder and CEO at Redgrave Data, a technology solutions provider. Redgrave Data aims to re-explore how data is analyzed and utilized to drive effective business and legal solutions. Mollie’s legal career spans 3 decades; her mission, she tells Tom Fox, is to provide services at the intersection of law, technology, and science. She and Tom discuss her company, as well as the importance of data governance and ESG. Technology Helps Her stint as assistant to the Texas Attor...

Oct 04, 202225 minEp. 269

The Headless Brand with Connor Borrego

Connor Borrego is the Chief Executive Officer at Emergent Digital. He is an expert in data warehousing, artificial intelligence, and business applications, with over 10 years of experience in the digital marketing industry. “The highlight of my career was landing at Google, where I did a two-year stint coaching startups that have raised between $5 and $50 million on how to profitably use Google Ads to grow their business,” he tells Tom Fox. Currently, he is building a Web 3.0-powered productivit...

Sep 27, 202223 minEp. 268

Enter The Metaverse with James Shannon

James Shannon is the founder and CEO of Xone, a mixed reality platform that makes it easy to build, share and interact inside virtual worlds. Their mission is to create a bridge into the metaverse using familiar social media interfaces and immersive environments, to onboard creators into Web 3.0. He and Tom Fox talk about Xone, and its place in the current technological sphere and metaverse. Defining Web 3.0 Terminology James defines key Web 3.0 terms, including NFT, metaverse, and augmented rea...

Sep 20, 202221 minEp. 267

Supply Chain and ESG – What You Need to Know: Episode 5 - Responsible Minerals, Supply Chain and ESG with Jared Connors and Daniel Zamora

Jared Connors and Daniel Zamora join Tom Fox in the final episode of the Supply Chain and ESG – What You Need to Know series, to discuss how market expectations have evolved with regards to due diligence in the responsible sourcing field. Due diligence used to be a data collection exercise where you get transparency into your supply chain, but now it's all about what you do with that information after you collect data - how a company can move from being reactive to being proactive. The first ste...

Sep 19, 202216 minEp. 266

Supply Chain and ESG – What You Need to Know: Episode 4 - Scope 3 Emissions Reporting Strategy with Devin O’Herron and Jared Connors

In part 4 of the Supply Chain and ESG - What You Need to Know series,Tom Fox is joined by Devin O’Herron and Jared Connors of Assent to discuss Scope 3 emissions reporting as the key to disclosure success. They talk about the importance of accounting for Scope 3 in your emissions strategy. There are three scope levels within the emissions reporting strategy: Scope 1 refers to things like your vehicle or things you’re doing around your facility; Scope 2 is the purchased heat or electricity poweri...

Sep 16, 202216 minEp. 265

Supply Chain and ESG – What You Need to Know: Episode 3 - The New World of Product Compliance and ESG with Cally Edgren and Devin O’Herron

In part 3 of the Supply Chain and ESG - What You Need to Know series, Cally Edgren and Devin O’Herron join Tom Fox to discuss product compliance and sustainability. They explore how the two worlds are starting to intersect. This series is sponsored by Assent Compliance. Making sure products meet regulatory requirements is what product compliance is all about. In recent years, the requirements have been changing. There used to be a focus on safety features like mechanical and electrical safety, b...

Sep 15, 202214 minEp. 264

Supply Chain and ESG – What You Need to Know: Episode 2 - UFLPA, Supply Chains and ESG with Travis Miller and Jamie Wallisch

Tom Fox welcomes Travis Miller and Jamie Wallisch to part 2 of the Supply Chain and ESG - What You Need to Know podcast series, sponsored by Assent. In this episode, they talk about the Uyghur Forced Labor Prevention Act (UFLPA), and how it impacts the way companies do business across the supply chain. The UFLPA is a United States federal law that stops companies from importing products made with forced labor in the Xinjiang region of China, or any other part of China with forced labor by worker...

Sep 14, 202219 minEp. 263

Supply Chain and ESG – What You Need to Know: Episode 1 - ESG Drivers with James Calder and Jared Connors

James Calder and Jared Connors are today’s guests on this premier episode of the 5-part series, Supply Chain and ESG - What You Need to Know. This series is sponsored by Assent. In this conversation, they chat with Tom Fox about how ESG impacts a company's performance presently and in the future. Before the pandemic, many companies were very dependent on global supply chains. But now that the pandemic has started, companies need to be more resilient and focus on environmental resilience. This me...

Sep 13, 202219 minEp. 262

Compliance and the Chain of Value Creation with Simon Severino

Simon Severino studied philosophy at the University of Vienna and later became a business coach at a global consultancy. Two decades of experience led him to found his own consulting firm, through which he now advises business leaders about market strategy via his Strategy SprintsTM Method. He and Tom Fox explore his signature methodology and how it translates into creating value in the compliance space. The Problem of Strategy Simon tells Tom that the problem was how to create strategy. There a...

Sep 13, 202226 minEp. 261

Profits + Purpose with George Serafeim

George Serafeim is a Professor of Business Administration at Harvard Business School and author of the book, Profits + Purpose, How Business Can Uplift The World. His contribution to the compliance space is enviable, including advising many compliance professionals. He and Tom Fox discuss his new book and explore how it benefits businesses and compliance professionals. A Strong Sense of Purpose Tom asks George why he wrote the book, Profits + Purpose. George says that he noticed a trend that stu...

Sep 06, 202232 minEp. 260

Data Integrity Through Intelligent Document Processing with Will Robinson

Will Robinson is a former investment banker, who now serves as the CEO at Encapture, a 20-year-old document management services company that pivoted into a SaaS product company in 2019. Tom Fox welcomes him to this week’s show to discuss how Encapture helps its customers attain data integrity through intelligent document processing. Intelligent Document Processing Encapture is a software company with a unique process called “intelligent document processing”. Will explains that this process makes...

Aug 30, 202226 minEp. 259

Assessing Corporate Culture with Ty Francis

Ty Francis is a renowned compliance leader and the Chief Advisory Officer at LRN; he leads the company’s worldwide ethics and compliance consulting, ESG, and community outreach strategy. Tom Fox welcomes him to this week’s episode of Innovation In Compliance to discuss LRN’s new report, Assessing Corporate Culture. The Genesis of the Assessing Corporate Culture Report Tom asks Ty about the genesis of the LRN report. This is the second report LRN produced; the first one was about activating cultu...

Aug 23, 202228 minEp. 258

Innovation as a Process with Stephen Shapiro

Tom Fox asks Stephen Shapiro what makes him so passionate about innovation. He replies, “It is the key for economic growth for companies, for individuals and society.” Twenty-five years ago, Stephen launched a successful innovation practice at Accenture that focused on value creation and growth. He left Accenture in 2001, but his ongoing work is still all about innovation. Tom Fox welcomes him to this week’s show to discuss his patented FAST innovation process. FAST Innovation Tom asks Stephen t...

Aug 16, 202225 minEp. 257

Passionate About AML with Simon Winchester

Simon Winchester is the Vice President of Advanced Technologies at Jumio Corporation. His responsibilities entail building the go-to-market strategies for newly acquired technologies within Jumio and then driving the adoption on a global scale. One of the company’s most recent additions is its AML (anti-money laundering) solutions. Tom Fox welcomes him to this week’s show to talk about current world events and the company’s AML solution. Money Laundering in 2022 Tom asks Simon if money launderin...

Aug 09, 202228 minEp. 256

The Accelerated Transformation of Compliance with Samantha Regan

Accenture provides top-notch services in strategy & consulting, and operations for its clients. Samantha Regan is Managing Director and Global Lead for the Regulatory Remediation & Compliance Transformation group within Accenture’s Finance & Risk practice. Tom Fox welcomes her to this week’s show to talk about the Accenture Compliance Risk Study Report. Accenture’s Compliance Risk Study Tom asks Samantha about the origin of the report. Samantha responds that each year, the team at Ac...

Aug 02, 202217 minEp. 255

Ethisphere's The Sphere with Erica Salmon Byrne

Erica Salmon Byrne is the President of Ethisphere and Chair of the Business Ethics Leadership Alliance. Ethisphere is a company that believes that companies that focus on building a sustainable business will outperform their peers that do not. Tom Fox welcomes her to this week’s show to talk about Ethisphere’s innovative new service called The Sphere. What is The Sphere? Tom asks Erica to describe The Sphere and why she is so excited about the launch. For more than 15 years, Ethisphere has been ...

Jul 26, 202210 minEp. 254

The Real Cost of Returning to the Office With Dr. Gleb Tsipursky

Dr. Gleb Tsipursky is the thought leader and CEO of Disaster Avoidance Experts, a boutique future-of-work consultancy that helps tech and insurance executives drive collaboration, innovation, and retention in hybrid work. Currently, he is focusing on normalizing hybrid and remote work, which he further discusses in his book, Leading Hybrid and Remote Teams. Tom Fox welcomes him to this week’s show to talk about Elon Musk’s misinformed views on remote work and why working from home is better for ...

Jul 19, 202220 minEp. 253

The Power of the Written Word with Jaclyn Schiff

Jaclyn Schiff is the founder and CEO of PodReacher, a company that helps marketing teams transform their podcast into high-quality text content to increase impact. Tom Fox welcomes her to this week’s show to talk about her professional background, B2B marketing, and how PodReacher helps its clients. PodReacher and B2B Marketing Tom asks Jaclyn how B2B content repurposing helps communications specialists and compliance officers. Marketers want to differentiate their product or service in the mark...

Jul 12, 202220 minEp. 250

Messaging Through a Great Culture with Richard Blank

Richard Blank is the founder, CEO, and head bilingual trainer at Costa Rica’s Call Center, a business process outsourcing (BPO) telemarketing company. They offer outbound and inbound telemarketing solutions of the highest quality. Tom Fox welcomes him to this week’s show to talk about Costa Rica’s Call Center, how they help their clients, why he opened a call center in Costa Rica, and how to lead a successful call center in a foreign country. The Core of Costa Rica’s Call Center Tom asks Richard...

Jun 28, 202230 minEp. 251

A General Counsel in Crypto with Maryann Bullion

Maryann Bullion is the General Counsel and Chief Compliance Officer at Bitcoin IRA, the first 24/7 retirement solution that allows customers to invest in cryptocurrencies within their IRAs. At Bitcoin IRA, Maryann and her team handle a wide range of complex legal issues and run a comprehensive compliance program. Tom Fox welcomes her to this week’s episode to talk about Bitcoin IRA, how it helps its clients, and how her professional background prepared her for her current position. Maryann’s Uni...

Jun 21, 202219 minEp. 250

Compliance Insights from Traliant: Episode 5-Scott Schneider Spotlight on Anti-Corruption Training

Welcome to a special five-part podcast series on the New Traliant, sponsored by Traliant. Over this series, we will discuss what is new at the company and key issues that Traliant is helping to lead and define the online training industry in going forward. Over this five part series I will visit with John Arendes, Chief Executive Officer (CEO) at the company on what is new at New Traliant and what the Department of Justice (DOJ) has communicated to the compliance community regarding its expectat...

Jun 17, 202217 minEp. 5

Compliance Insights from Traliant: Episode 4-Scott Schneider, Spotlight on Your Code of Conduct

Welcome to a special five-part podcast series on the New Traliant, sponsored by Traliant. Over this series, we will discuss what is new at the company and key issues that Traliant is helping to lead and define the online training industry going forward. Over this five-part series, I will visit with John Arendes, Chief Executive Officer (CEO) at the company, on what is new at New Traliant and what the Department of Justice (DOJ) has communicated to the compliance community regarding its expectati...

Jun 16, 202219 minEp. 4

Compliance Insights from Traliant: Episode 3-Maggie Smith with a Spotlight on DEI

Welcome to a special five-part podcast series on the New Traliant, sponsored by Traliant. Over this series, we will discuss what is new at the company and key issues that Traliant is helping to lead and define the online training industry in going forward. Over this five part series I will visit with John Arendes, CEO at the company on what is new at New Traliant and what the DOJ has communicated to the compliance community regarding its expectations around online training and communications; Ma...

Jun 15, 202218 minEp. 3

Compliance Insights from Traliant: Episode 2-John Arendes on What the DOJ Wants

Welcome to a special five-part podcast series on the New Traliant, sponsored by Traliant. Over this series, we will discuss what is new at the company and key issues that Traliant is helping to lead and define the online training industry in going forward. Over this five part series I will visit with John Arendes, Chief Executive Officer (CEO) at the company on what is new at New Traliant and what the Department of Justice (DOJ) has communicated to the compliance community regarding its expectat...

Jun 14, 202216 minEp. 2

Creating a Safer Compliance Ecosystem with Eva Pittas

Eva Pittas is the co-founder and COO of Laika, a company that helps other companies manage compliance, obtain security certifications, and build trust with enterprise customers. Tom Fox welcomes her to this week’s show to talk about Laika and how it helps its clients. The Birth of Laika Eva began her professional life running IT risk and control for Citigroup and even worked there after the financial crisis of 2008. She was an integral part of the strong response to counteract the economic colla...

Jun 14, 202225 minEp. 249

Compliance Insights from Traliant: Episode 1-John Arendes on Transforming Training from Boring to Brilliant.

Welcome to a special five-part podcast series on the New Traliant, sponsored by Traliant. Over this series, we will discuss what is new at the company and key issues that Traliant is helping to lead and define the online training industry in going forward. Over this five part series I will visit with John Arendes, Chief Executive Officer (CEO) at the company on what is new at Traliant. Some of the topics we consider are: What’s new about Traliant? Why is the New Traliant so significant now? How ...

Jun 13, 202215 minEp. 1

Third-Party Risk Management Industry with Brad Hibbert

Brad Hibbert is the Chief Strategy Officer and Chief Operations Officer at Prevalent Inc., a company specializing in eliminating security and compliance exposures tied to third-party vendors and suppliers. Tom Fox welcomes Brad back to this week’s show to explore and discuss a study Prevalent recently released entitled, “The 2022 Third-Party Risk Management Industry Study”. Third-Party Risk Management Industry Survey Brad reveals that Prevalent Inc. has been working on the “Third-Party Risk Mana...

Jun 07, 202220 minEp. 248

Promotions and Podcasts with Brittany Brown and Rob Winters

Brittany Brown and Rob Winters are the co-founders of Digitiv, a marketing and website design agency. Brittany is the Business Officer and Rob is Technology Officer of Digitiv. Tom Fox welcomes them to this week’s episode to talk about their company, the benefits of data management, PodOps, and the components of a successful podcast. Data Management: The Core of Digitiv Digitiv maintains that your website and social media presence are crucial to growing your business. They provide their clients ...

May 31, 202219 minEp. 247

Exiger’s Fight to Secure Supply Chains: Spotlight on Energy

Welcome to a podcast series on the fight to secure Supply Chains through cross-industry innovation. Exiger sponsors this series. In this series, we will explore the ongoing efforts of Exiger to lead the discussion and enhancement of Supply Chain Risk Management. Over this series, I visit with Erika Peters, Senior Vice President and Global Head of Third Party & Supply Chain Risk Management; Tim Stone, Senior Director, Supply Chain Risk Management for Exiger Federal Solutions; Kim Lee, Directo...

May 27, 202233 minEp. 5

Exiger’s Fight to Secure Supply Chains: Spotlight on The Defense Industrial Base

Welcome to a podcast series on the fight to secure Supply Chains through cross-industry innovation. Exiger sponsors this series. In this series, we will explore the ongoing efforts of Exiger to lead the discussion and enhancement of Supply Chain Risk Management. Over this series, I visit with Erika Peters, Senior Vice President and Global Head of Third Party & Supply Chain Risk Management; Tim Stone, Senior Director, Supply Chain Risk Management for Exiger Federal Solutions; Kim Lee, Directo...

May 26, 202224 minEp. 4
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