Welcome to a podcast series on the fight to secure Supply Chains through cross-industry innovation. Exiger sponsors this series. In this series, we will explore the ongoing efforts of Exiger to lead the discussion and enhancement of Supply Chain Risk Management. Over this series, I visit with Erika Peters, Senior Vice President and Global Head of Third Party & Supply Chain Risk Management; Tim Stone, Senior Director, Supply Chain Risk Management for Exiger Federal Solutions; Kim Lee, Directo...
May 25, 2022•29 min•Ep. 3
Welcome to a podcast series on the fight to secure Supply Chains, through cross-industry innovation. This series is sponsored by Exiger. In this series we will explore the ongoing efforts of Exiger to lead the discussion and enhancement of Supply Chain Risk Management. Over this series, I visit with Erika Peters, Senior Vice President and Global Head of Third Party & Supply Chain Risk Management; Tim Stone, Senior Director, Supply Chain Risk Management for Exiger Federal Solutions; Kim Lee, ...
May 24, 2022•25 min•Ep. 2
Alan Saquella is a fraud risk practitioner as well as a Certified Protection Professional and Certified Polygraph Examiner. He currently works as a full-time professor at the Embry-Riddle Aeronautical University where he teaches security, intelligence, and fraud investigation in the business world. Tom Fox welcomes him to this week’s show to talk about how the corporate security world and fraud investigation intersect and form a union, and how this union helps to build a more effective fraud pre...
May 24, 2022•23 min•Ep. 246
Welcome to a podcast series on the fight to secure Supply Chains through cross-industry innovation. Exiger sponsors this series. In this series, we will explore the ongoing efforts of Exiger to lead the discussion and enhancement of Supply Chain Risk Management. Over this series, I visit with Erika Peters, Senior Vice President and Global Head of Third Party & Supply Chain Risk Management; Tim Stone, Senior Director, Supply Chain Risk Management for Exiger Federal Solutions; Kim Lee, Directo...
May 23, 2022•30 min•Ep. 1
Sandeep Bhide is the Vice President of Product Management at ProcessUnity, a company that is making good governance, risk, and compliance (GRC) practices and tools available to organizations via third-party risk and cybersecurity program management tools. Tom Fox welcomes him to this week’s show to talk about their Third-Party Risk: A Turbulent Outlook Survey report and how ProcessUnity helps their clients. The Purpose of ProcessUnity Tom asks Sandeep to explain the basis of ProcessUnity and the...
May 17, 2022•31 min•Ep. 245
Paula Zirinsky is the co-founder and Chief Strategist of Structura Strategy Group, a company that specializes in marketing advice that helps companies build a strategic foundation. Tom Fox welcomes her to this week’s show to discuss the unintended effects of the pandemic within the workplace and how marketing benefits the company when the board takes it seriously. Mentor and Career Inspiration Paula calls Harold Dobbs the best boss she ever had. Dobbs was originally her mother’s eccentric boss w...
May 10, 2022•26 min•Ep. 244
Avi Singer is the founder and CEO of Showd.me, a company that is helping organizations provide remote and on-demand compliance training solutions, specifically in the healthcare space. Tom Fox welcomes him to this week’s show to talk about how Showd.me helps its clients and compliance as a service. The Commercialization of Compliance Avi tells Tom that the name Showd.me came from a common experience: when you ask someone how they learned to do something they would usually reply, “Somebody showed...
May 03, 2022•28 min•Ep. 243
Blane Warrene is the Vice President of Product Management at Smarsh, an organization that helps companies manage risk in their electronic communications. Tom Fox welcomes him to this week’s show to talk about a variety of topics surrounding compliance around mobile and hybrid work environments. Compliance Challenges in The Hybrid Work Environment There are three key factors that are compliance challenges in the hybrid work environment: the risk that comes with using company devices, bringing you...
Apr 26, 2022•29 min•Ep. 242
Kris Reynolds is the CEO of Arrowhead Consulting, a company that guides other organizations on managing their employees, processes, and tools. Tom Fox welcomes him to this week’s show to talk about corporate culture, strategies for post-pandemic productivity, and the future of project management. Culture As a Focus Corporate culture is important and must be aligned with the business's core values. Your core values also can't be simple slogans that you have up on walls. They have to be constantly...
Apr 19, 2022•27 min•Ep. 241
Andy Rudin is the Managing Principal of Contrary Domino, a management consulting company that improves financial performance by optimizing internal operations. Tom Fox welcomes him to this week’s show to talk about revenue risk management and revenue governance, and what they mean for the sales officers within organizations. Contrary Domino Risk management is not often factored in the sales and marketing funnels of organizations. Andy founded Contrary Domino to answer this need. The percentage a...
Apr 12, 2022•28 min•Ep. 240
Evgeny Likhoded is the founder and CEO of ClauseMatch, a company that provides financial institutions with a modern AI-based compliance platform to transform their regulatory change management process. Tom Fox welcomes him to this week’s show to talk about ClauseMatch, how it helps its clients, and the evolution of compliance. Digital Transformation: The Core of ClauseMatch Bringing digital transformation to governance risk and compliance is at the core of the ClauseMatch platform. What ClauseMa...
Apr 05, 2022•19 min•Ep. 239
Mac Bartine is the CEO of SmartRIA, a market-leading compliance software platform. Tom Fox welcomes him to this week’s show to talk about his company's services and contributions to the compliance sector, what SmartRIA offers clients in terms of cybersecurity, and the future of technology solutions. The Minimum Viable Product The Minimum Viable Product (MVP) is the first part of the startup process for platforms. It is recognizing the problems within your platforms and also believing that you ca...
Mar 29, 2022•23 min•Ep. 238
Dan Zitting, previously Chief Product Officer, now holds the title of CEO at Galvanize, a software company that helps its clients achieve their goals and objectives. He is also now the Chief Product Officer of Diligence. Tom Fox welcomes him back to this week’s show to take a look back at the GRC professional's role in corporate ESG and risk management. GRC On The Frontline A company's defenses have to be in the remit of their GRC professional, not left up to the CSO. Dan remarks that while ther...
Mar 22, 2022•23 min•Ep. 237
In this episode of Taxman, Tom Fox and Tracy Howell conclude the special series by discussing a topic that has yet to be explored by most: tax and ESG. How Tax and ESG Intersect Tracy tells Tom, “There are external forces pulling tax into the ‘S’ and ‘G’ of ESG.” In the social sector, different jurisdictions have different tax rates and laws, and as companies begin to operate in a tax-efficient manner, their activities will gravitate towards lower tax regimes. Tracy adds, “You’ve got forces tryi...
Mar 18, 2022•15 min•Ep. 236
As the Taxman five-part series nears the end, Tom Fox and Tracy Howell tackle an important topic that has become more prominent over the years: tax and supply chain. How Tax Can Help Supply Chain Supply chain in a traditional sense focuses on the acquisition of goods, in particular the quality, cost, and delivery. There can be a substantial tax component in each of those steps to help companies attain goods at the lowest possible cost. Consequently, if supply chain does not have a relationship w...
Mar 17, 2022•15 min•Ep. 235
In episode 3 of the Taxman series, Tom Fox and Tracy Howell strive to answer the question: 'Why should tax have a seat at the table?’ Tax and the Table The table refers to the front end of when an organization is trying to define what it wants to do, where it wants to do it, and how it’s going to perform. A corporation’s ultimate objective is to generate net income or distributable profit, something tax professionals are well-suited to assist with because they are experts in damage control and r...
Mar 16, 2022•14 min•Ep. 234
Tom Fox and Tracy Howell continue their exploration of the intersection between compliance and tax in episode 2, where they touch on the practice of transfer pricing. The Concept of Transfer Pricing Transfer pricing encompasses the methodologies required by tax code to price transactions between affiliated companies. Devising an arm's length rate for comparable transactions between comparable entities is more art than science. As far as compliance is involved, Tracy believes that, “If you’re a c...
Mar 15, 2022•18 min•Ep. 233
Tom Fox is back again for a special new five-part series called Taxman. Tracy Howell, Tom’s colleague and tax expert extraordinaire, joins in to discuss the intersection between compliance and tax. Why Should Compliance and Tax Interact? All organizations have an enterprise risk management (ERM) system. One risk common to multinational companies especially is corporate tax risk; and yet, it tends to remain under the radar. While tax professionals are usually very good at identifying and mitigati...
Mar 14, 2022•14 min•Ep. 232
Tom Fox welcomes Brad Hibbert on this episode of the Innovation in Compliance Podcast. Brad is the Chief Strategy Officer of Prevalent, Inc. He joins Tom to talk about how Prevalent helps companies manage third-party risk, the importance of risk management, and what the future for risk management in the compliance world may look like. Managing Third-Party Risk Tom asks Brad to explain how Prevalent helps companies manage third-party risks. "We have a SaaS platform that helps organizations identi...
Mar 08, 2022•23 min•Ep. 231
Tom Fox welcomes Yusuf Moolla on this episode of the Innovation in Compliance Podcast. Yusuf is a Director at Risk Insights, co-cost of The Assurance Show Podcast, and co-author of The Data Confident Internal Auditor. He joins Tom to talk about how compliance professionals can utilize data analytics, data governance, and internal auditing. Best Approaches To Data The easiest way to approach data, Yusuf suggests, is to think about it as another form of evidence. "Over the years we've collected lo...
Mar 01, 2022•25 min•Ep. 230
Tom Fox welcomes Alison Taylor on this episode of the Innovation in Compliance Podcast. Alison is the Executive Director of Ethical Systems, a collaboration between leading academics in behavioral science, systems thinking, and organizational psychology. She joins Tom to talk about ethics and how it relates to ESG, stakeholders, corporate culture, as well as what place Gen Z and Millennials have in this discussion surrounding ethics and compliance in the future. Ethics & ESG The roots of ESG...
Feb 22, 2022•25 min•Ep. 229
Tom Fox welcomes Dr. Mark Woodhull on this episode of the Innovation in Compliance Podcast. Mark is the Director of Graduate Business Education at Schreiber University, and a Military Science Academic Program Manager. He joins Tom to talk about the MBA program at Schreiner, what gain it brings to students, and what impact it will have on the business world in years to come. Schreiner MBA: Why It's Important and Who It's For Schreiner's MBA program was constructed based on feedback from regional ...
Feb 15, 2022•16 min•Ep. 228
Tom Fox welcomes Joshua Nunziato on this episode of the Innovation in Compliance Podcast. Joshua is an author, and an Instructor in the Social Responsibility and Sustainability division of the Leeds School of Business. He joins Tom to talk about corporate leaders conducting ethical leadership, its role in ESG, and why ethical leadership is a must in the future business world. Creating Ethical Leadership Joshua created his Ethical Leadership course for corporate leaders to equip them with the too...
Feb 08, 2022•28 min•Ep. 227
Tom Fox welcomes back Vera Cherepanova on this episode of the Innovation in Compliance Podcast. Vera is an ethics advocate, consultant, author and speaker. She joins Tom to talk about behavioral risks, the steps behavioral scientists take to analyze risk, and strategies from financial institutions that other industries can use. Behavioral Risk in The Banking Sector Behavioral risk is more or less the same across every industry. What is specific to the financial industry however, and banking in p...
Feb 01, 2022•19 min•Ep. 226
Robert Ingalls is Tom Fox’s guest on this episode of the Innovation in Compliance Podcast. He is the Chief Product Strategist at Law Pods, a podcast for busy attorneys. In this episode, Robert and Tom talk about the power of podcasting as a medium for professionals in legal fields, why it works, and what’s in store for the future of podcasting in the legal industry. What Makes Podcasting Work Consumer behavior is shifting, and so are people’s learning styles. Nowadays people want to be entertain...
Jan 25, 2022•32 min•Ep. 225
Robert Cruz is the Vice President of Information Governance at Smarsh and is Tom Fox’s guest on this episode of the Innovation in Compliance Podcast. Tom and Robert talk about information and data governance, communications data strategies, and how Smarsh helps its customers mitigate risks through its platforms. New Communication and Risk In the hybrid work environment employees use new communication sources such as Whatsapp, Discord, and Slack to converse daily. This poses a risk that complianc...
Jan 18, 2022•28 min•Ep. 224
Welcome to this special podcast series, Integrity Matters sponsored by K2 Integrity. For this series, I visit with Koby Bambilia, Managing Director, and Olivia Allison, Senior Managing Director. Over the series, we look some issues and trends going forward into 2022. In this Part 2, I am joined by Koby Bambilia who looks at trends regarding AML going into 2022. Some of the highlights include: Impact has there been to-date from the passage of the AML Act of 2020? What has been on the mind of clie...
Jan 12, 2022•20 min•Ep. 2
Don MacPherson is a futurist, a history buff, and has a degree in mass communications. He is Tom Fox’s guest on this episode of the Innovation in Compliance Podcast. Tom and Don talk about talent acquisition and retention, climate change, and the future of leadership. Nurturing The Right Talent In the 20 years that the HR profession has been in existence, the biggest lesson that Don has learned is that ensuring you have the right talent is top priority. The companies that have the right talent a...
Jan 11, 2022•36 min•Ep. 321
Welcome to this special podcast series, Integrity Matters sponsored by K2 Integrity. For this series, I visit with Koby Bambilia, Managing Director, and Olivia Allison, Senior Managing Director. Over the series, we look some issues and trends going forward into 2022. In Part 1, I am joined by Olivia Allison who looks at fraud trends going into 2022. Highlights include: WFH and RTO will continue to present evolving challenges for fraud prevention. Controls must be assessed and enhanced based upon...
Jan 05, 2022•18 min•Ep. 1
Tom Fox welcomes Ian Foxley to this week’s episode of the Innovation in Compliance Podcast. Ian is well-known for his work as a whistleblower in the Airbus GPT corruption scandal in Saudi Arabia, and is now the founder and CEO of Parrhesia Inc. In this episode, Tom and Ian Tom Fox welcomes Ian Foxley to this week’s episode of the Innovation in Compliance Podcast. Ian is well-known for his work as a whistleblower in the Airbus GPT corruption scandal in Saudi Arabia, and is now the founder and CEO...
Jan 04, 2022•27 min•Ep. 222
