Q60 - How Does A Wirehouse Compare To An RIA?
Episode description
Are you a financial advisor at a wirehouse (or W2 firm) currently?
Are you considering moving your practice to one?
There are fundamental differences in the business model of a wirehouse firm, and the RIA model.
In the latest episode of my RIA explanatory series I explain these differences and how they impact you, and your clients.
Topics include the differences in:
- Compensation
- Technology
- Compliance
- Real Estate
- TAMPs
Come take a listen!
Show notes: https://TransitionToRIA.com/how-does-a-wirehouse-compare-to-an-ria
About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. On his website (TransitionToRIA.com) he has a large catalog of free videos, whitepapers, as well as other resources to help advisors fully understand the RIA model and how it would apply to their unique circumstances.