Securities Arbitration System Works Effectively and Benefits Investors
Apr 23, 2021•7 min
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Episode description
In this podcast – originally published in March 2020 - Kenneth E. Bentsen, Jr., SIFMA’s President and CEO, and Kevin Carroll, SIFMA’s Managing Director and Associate General Counsel, discuss the long-standing securities arbitration system and the rather confounding animus toward it by some policymakers. They also dive more specifically into the FINRA arbitration forum, and the securities industry’s experience in that forum.
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