Global approaches // Contentious Regulatory
May 17, 2021•12 min•Season 1Ep. 2
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Episode description
Episode 2: Non-financial misconduct and whistleblowing
In this podcast Dispute Resolution partner Gavin Lewis and Financial Regulation counsel Sara Cody examine the approach of global financial regulators to non-financial misconduct and whistleblowing. We look at some of the reasons why some regulators have begun to focus on non-financial misconduct as part of their assessment of individuals' suitability, and the increasing importance of effective whistleblowing programs.
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