Denis Camilo, Risk and Compliance Director at Protiviti, talks with Lauren Munfa, Head of Americas Investment Bank C&ORC at UBS, about how much her parent management training translated to running a large compliance program. SHOW NOTES 00:51 Career Journey 03:58 Top Skills for Risk Management 08:05 The Importance of Immediate and Consistent Rewards 15:49 How to Give an Effective Command 21:26 How Root Cause Analysis Applies at Home and in the Office Transcripts and subscribe to newsletter: h...
Nov 30, 2022•28 min•Season 5Ep. 9
Kimberley Cole talks with Rupal Patel, Head of Data Insights & Risk Intelligence at Acin and Founder of Women in Risk and Control, about moving operational risk from a solely qualitative discipline to a data led one and why connection and networks are key! Show Notes 01:51 Career Journey 12:46 Biggest Risks 20:53 Women in Risk and Control 27:51 Acin & Op Risk Ahead 46:50 Rants & Revelations Transcripts and more: https://www.riskywomen.org/2022/11/podcast-s5e8-taking-control-rupal-pat...
Nov 17, 2022•56 min•Season 5Ep. 8
Shaheen Dil, Senior Managing Director of Protiviti, in conversation with Ximena Zambrano, Senior Vice President and Head of Model Validation at Wells Fargo on the evolution of risk analytics and technological advances in data science (AKA are machines taking over?) Show Notes 03:37 Career Journey 07:08 Key Risks Ahead 10:21 Advanced Analytics & Unintended Consequences 20:02 New Skills Needed 25:42 Advice for Successful Leaders Transcript & more on risk > https://www.riskywomen.org/202...
Oct 27, 2022•29 min•Season 5Ep. 7
Kimberley Cole talks with our first Risky Man Nathan Lynch, a regulatory intelligence professional and author of The Lucky Laundry. They discuss the real world outcomes of financial crime, the status of Australia and how compliance and risk professionals are critically important to prevention. SHOW NOTES 01:41 Career Journey 12:04 The Lucky Laundry Book 16:56 Australia Situation & AUSTRAC 29:06 Role & Skills for AML Pros 36:05 Rants & Revelations 41:55 Recommendations Transcript and ...
Oct 13, 2022•45 min•Season 5Ep. 6
Kimberley Cole talks with Catherine Fox, award winning journalist and author of Stop Fixing Women, about diversity risk and the need to invest in women. This is the first of our Risk Radar Series which takes a 360 degree view of risks facing leaders, everyone from boards to management teams and individuals. Show Notes 02:24 Career Journey 09:28 Key Gender Diversity Issues 12:13 What Does Merit Really Mean 14:29 Lean Out 19:21 Stop Fixing Women 28:12 Rants & Revelations 32:01 Recommendations ...
Sep 29, 2022•35 min•Season 5Ep. 5
Christine Halvorsen, Managing Director of Protiviti, talks with Lynn Haaland, Zoom’s Chief Compliance Ethics and Privacy Officer, and Deputy General Counsel. They discuss everything from how Lynn joined Zoom only weeks before COVID-19 pandemic changed the world and Zoom to the next big challenges ahead in privacy and cybersecurity compliance. Show Notes 01:55 Career Journey – Joining Zoom at Start of COVID-19 11:01 Advice for Startups Moving into Growth Mode 16:58 Biggest Privacy & Complianc...
Sep 09, 2022•51 min•Season 5Ep. 4
Christine Halvorsen, Managing Director of Protiviti, talks with Lynn Haaland, Zoom’s Chief Compliance Ethics and Privacy Officer, and Deputy General Counsel. They discuss everything from how Lynn joined Zoom only weeks before COVID-19 pandemic changed the world and Zoom to the next big challenges ahead in privacy and cybersecurity compliance. SHOW NOTES: 01:55 Career Journey – Joining Zoom at Start of COVID-19 11:40 Advice for Startups Moving into Growth Mode 18:16 Biggest Privacy & Complian...
Sep 09, 2022•56 min•Season 5Ep. 4
Shelley Metz-Galloway, US lead of Protiviti’s regulatory compliance practice, talks with Mary Bailey, regulatory compliance expert, about the US Community Reinvestment Act and how upcoming changes to the rule should improve access to credit and have a big impact on banks’ compliance and reporting. Show Notes 01:37 Career Journey 08:21 International Efforts 10:19 CRA and Fair Lending 12:31 What the CRA Changes Mean for Banks Learn more and subscribe: https://www.riskywomen.org/2022/06/podcast-s5e...
Jun 22, 2022•20 min•Season 5Ep. 3
Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk. Show Notes 02:13 Career journey 06:08 Risks in Smaller vs Larger Asset Management Firms 14:01 Lasting Impact of COVID-19 Pandemic 17:41 Hiring Compliance for Small Firms 22:53 Top Risks in Current Environm...
Apr 20, 2022•30 min•Season 5Ep. 2
Kimberley Cole speaks with senior risk and compliance leaders at Protiviti about financial services industry compliance priorities for 2022: traditional issues like financial crime, broader risk mandates, ESG, culture and conduct, vulnerable customers, artificial intelligence, cybersecurity and more. Show Notes 03:05 Career journey 06:08 What’s different for 2022 10:13 Key challenges 15:29 Compliance function’s future 18:33 Innovation examples 20:58 Advice for future CCOs Sign up for more: https...
Feb 23, 2022•26 min•Season 5Ep. 1
Guest host Lucy Pearman talks with Carol Beaumier who oversees Protiviti’s Asia-Pac Financial Services Practice about cyber and ESG risks, talent retention and the consequences of not transforming. Show Notes 02:19 Career journey 06:22 Emerging risks in financial services 09:25 Talent retention 11:00 Consequence of not transforming 11:56 Rants & Revelations 13:15 Rapid Fire Round
Dec 09, 2021•15 min•Season 4Ep. 8
Guest host Lucy Pearman talks with Donna Timlen, CCO of OneMain Financial – America’s largest installment lender, about their compliance transformation: talent, technology, strategy and a root cause focus. Show Notes 02:51 Career journey 07:42 Innovation at OneMain Financial 12:22 Protecting talent 14:37 Technology use 16:24 Root cause focus 18:09 D&I, CSR, ESG 20:22 Rants & Revelations 22:35 Rapid Fire Round
Nov 04, 2021•26 min•Season 4Ep. 7
Guest host Lucy Pearman talks with Sophie Krynauw, Transformation Audit Director at Zurich Insurance, about the future of insurance and workplaces in a digital environment with global collaborative teams focusing on outcomes rather than process. Show Notes 02:31 Career journey 06:45 Transition during COVID-19 10:44 Future of audit 14:22 Workforce sustainability 16:35 How are leading companies succeeding? 20:20 Rants & Revelations 22:43 Rapid Fire Round Transcript > https://www.riskywomen....
Aug 20, 2021•26 min•Season 4Ep. 6
Amii and Diana discuss career transformation opportunities, future proofing, your promotability, what Risky Women should do, and the impact of women on boards. Show Notes 03:14 Career Journeys 15:01 Transformation Opportunities 24:36 Future Proof 29:17 The Promotability Index 30:53 What Risky Women Should Do 40:24 Impact of Women on Boards 46:28 Rants & Revelations 54:36 Rapid Fire Round Transcript and more > https://riskywomen.org/2021/08/podcast-s4e5-career-transformation-amii-barnhard-...
Aug 04, 2021•59 min•Season 4Ep. 5
Next in our Transformation series, guest host Lucy Pearman talks with Jo Ann Barefoot about RegTech innovation from how regulators are using technology to how financial services need to urgently expand their experimentation and adoption rates. Show Notes 01:47 Career journey 01:56 Alliance on Innovative Regulation 15:37 Top priorities for financial services innovation 21:45 Regulators and digital transformation 26:24 What truly smart regulation looks like 31:22 What are leading companies doing t...
Jun 17, 2021•48 min•Season 4Ep. 4
Next in our Transformation series, guest host Lucy Pearman talks with Diane Minunni Callan of TD Bank about their ongoing development and enhancement of compliance programs and regulatory change management processes - from ESG to AI. Show Notes 01:57 Career Journey in Risk 04:12 TD Bank Transformation 05:08 Regulatory Challenges & Opportunities 07:06 Leveraging Emerging Technologies 13:14 Rants & Revelations 14:27 Rapid Fire Round Transcript & More: https://riskywomen.org/2021/05/pod...
May 20, 2021•17 min•Season 4Ep. 3
Join our chat with Karyn Kenny on a career ranging from the John Gotti trial in New York to tribal justice in Borneo, from AML in Bangladesh to Croatia. Karyn serves as US DOJ’s OPDAT for SE Europe regional justice sector initiative, overseeing anti money laundering, asset forfeiture, anti corruption and transnational organized crime. Show Notes 03:26 Career Journey 14:48 Collaboration in Regulatory Landscape 17:34 Public Private Collaboration 21:19 Cryptocurrency Regulation 23:50 FinTech Educat...
Apr 01, 2021•41 min•Season 4Ep. 2
This is the start of our Transformation series and Lucy Pearman of Protiviti will be joining us as guest host. We will be talking about change innovation and take a look ahead at the views from some amazing Risky Women on what’s next in the world of governance, risk, and compliance. Show Notes 02:06 Career Journey in Transformation 10:04 Biggest Challenges & Opportunities Customers Face 15:48 Transformation’s Top Priorities 19:44 Handling Change & Consequences...
Feb 26, 2021•28 min•Season 4Ep. 1
Kelly-Ann McHugh interviews Kate Miller, leader of Standard Chartered Bank’s Conduct & Behavioral Analysis team. She discusses how they are using behavioral science to build a bridge between what we think is happening and what’s actually happening on the ground and then influence behaviors towards better outcomes. Show Notes 02:37 Career Journey to Compliance 16:44 Conduct & Behavioral Analysis Team 22:31 Examples of Applying Science to an Event 33:57 Top 3 Impacts of Data & Science ...
Oct 20, 2020•45 min•Season 3Ep. 6
Kelly-Ann McHugh interviews Elke Biechele, CEO of RisikoTek on moving from global corporate banking to central banking to running her own regtech startup. Their AI Amalia is focused on tackling the $5trillion financial crime issue by raising detection levels from the current 0.01%. SHOW NOTES 04:08 Career & Uncovering Scale of Financial Crime 10:49 Lessons Learned 13:20 Role Models 16:39 Starting RisikoTek 21:46 Silos & Data Protection 24:01 Amalia AI & Thinking Like a Transnational ...
Jun 16, 2020•44 min•Season 3Ep. 5
Kelly-Ann McHugh interviews Namita Bhide, Founder of Denim Consulting, on innovation in the financial service sector and why moving to a "proof of value" rather than "proof of concept" model is key to making collaborative, simplified, customer centric change. SHOW NOTES 01:54 Career Journey & Risky Choices 14:53 Trends, Introspection & Collaboration 23:33 Applied Innovation 26:36 Top Challenges for Financial Services 32:16 Gender Diversity 35:22 Rants & Revelations 38:16 Rapid Fire R...
May 22, 2020•42 min•Season 3Ep. 4
Kelly-Ann McHugh is the director of Asia Pacific for MyComplianceOffice based in Singapore. She's a passionate business leader focused on technology, risk, and compliance and in this episode we're talking about conflicts of interest, gifts and entertainment, and the results of their global survey. SHOW NOTES 02:37 Key Issues for Financial and Corporate Sectors 04:25 Gift & Entertainment Survey Results 10:00 Best Practices for Gifts & Entertainment Policies 11:59 Conflicts of Interests Po...
May 11, 2020•17 min•Season 3Ep. 3
Meena Datwani and Lonneke van Zundert, APAC compliance and security experts, discuss their views on COVID-19 pandemic policies in compliance, workplace, regulatory affairs and security. SHOW NOTES 04:18 Asia Situation Update 11:11 Government Response 17:53 Doing Work From Home Right 22:19 Internal Communications 24:51 Cyber Security & Financial Crime Threats 28:47 Conducting Investigations & Reporting 33:20 Keys to Managing COVID-19 Impacts 36:24 Conduct for Financials & Business 42:...
Apr 22, 2020•59 min•Season 3Ep. 2
Pru Bennett joins our first podcast of season 3 to discuss the spectrum of ESG and the impact boards can make, how they can proactively manage risk, what they should be asking themselves, and how diversity has changed performance for the better. Until January, 2019, Pru Bennett was a Managing Director at BlackRock and Head of BlackRock’s Investment Stewardship team for the APAC Region based in Hong Kong. Pru is an active participant in the public debate on corporate governance and stewardship an...
Apr 03, 2020•37 min•Season 3Ep. 1
Welcome to Risky Women Radio season three! This season we’ve got more fabulous Risky Women joining us and sharing their stories, their advice, their knowledge and their perspective. And we’re going to have a few new things for you! We’ll have guest hosts joining us bring you new voices and first up is Kelly-Ann McHugh from My Compliance Office. She’s been a risky woman since we started in 2015 and she’ll take over the reins for a few episodes of Risky Women Radio. Kelly-Ann’s risk and compliance...
Apr 01, 2020•5 min
Sarah Hayes, Head of Department, Lending and Intermediaries, Authorisations at the UK's Financial Conduct Authority joins us in our ongoing Regulator Series. We discuss her career and how the FCA aims to make markets work well – for individuals, for business, and for the economy as a whole. Sarah's a senior executive with a strong track record for strategic leadership and proposition ownership in financial markets – successfully delivering complex change programs across global organisations. She...
Dec 10, 2019•22 min•Season 2Ep. 10
Join us to hear why The Reg Doctor Sian Lewin thinks Governance, Risk and Compliance is sexy! Yep, you heard it here first. She has studied the waves of regulatory change and their impact on financial services and has a focus on RegTech with her own RegTech Women network and business at RegTech Associates. Points of Interest 01:50 Education & Career 06:26 RegTech Women’s Network 08:28 State of the Market 10:04 Tracking 600 RegTech Products 15:21 Behavioural Changes 18:52 Financial Crime 21:3...
Dec 04, 2019•28 min•Season 2Ep. 9
Data is just the beginning and in this podcast Sherry Madera talks about the importance of data in fighting financial crime, privacy and more. Sherry’s global career journey has taken her from Canada to China and now the UK and she joins us to offer expert opinion across a range of topics in her capacity as Chief Industry & Government Affairs Officer at Refinitiv. Points of Interest 02:09 Career Journey & China Relations 05:59 Current Focus: Sustainability, Infrastructure, Data, Privacy ...
Nov 20, 2019•28 min•Season 2Ep. 8
It's all about technology! Joanna Jenkins, Head of Compliance at Railsbank, on the future of Regtech and what it means for the industry and compliance officers. Points of Interest 01:55 Railsbank Explained: Open Banking & Compliance Platform 04:05 Career Journey 10:20 How Regtech is Changing Industries: Financial, Healthcare, Government, Cannabis 12:06 Exciting Developments: Customers Select Vendors to Integrate, Compliance Firewall 15:46 Pattern Recognition - Fighting Financial Crime, AML, ...
Nov 06, 2019•22 min•Season 2Ep. 7
Angie Lau, Editor-in-Chief of Forkast.News, on what's happening in regtech, crypto, blockchain, regulatory and the impact of technology on compliance and risk. Before founding Forkast in 2018, Angie anchored Bloomberg TV’s flagship morning show “First Up with Angie Lau” broadcast globally into 350 million homes and offices. She interviews newsmakers, CEOs, and icons, including the exclusive with Li Ka-shing — his first television one-on-one in more than a decade. Points of Interest 01:21 Career ...
Oct 24, 2019•48 min•Season 2Ep. 6
