Fizza Khan Discusses the Role of the Compliance Firm

Compliance veteran Fizza Khan started Silver Regulatory Associates in 2018.  As CEO of a now ten-person firm, Fizza saw an opportunity to establish a consultancy that capitalized on her compliance experience and her views on the best model for delivering compliance advice.

In this episode, Fizza discusses the impact of Coronavirus on her firm and on the compliance function generally, including how her firm and her clients are overcoming the challenges of social distancing.  She also shares her thoughts more broadly on how compliance consultants can add value at different points in an investment firm’s growth.  Fizza also offers advice on setting expectations to maximize the consultant/client relationship.

For more information about Fizza Khan and Silver Regulatory Associates, please visit the firm’s website.