Naked Shorts, RegSHO, and FTDs- AMA part 2 with John Welborn
This is part 2 of the AMA series on Naked shorts, RegSHO, and FTDs, and other market mechanics with Dartmouth professor, John Welborn.

This is part 2 of the AMA series on Naked shorts, RegSHO, and FTDs, and other market mechanics with Dartmouth professor, John Welborn.
This is part 1 of the AMA series on Naked shorts, RegSHO, and FTDs, and other market mechanics with Dartmouth professor, John Welborn.
This is a visual episode, so we suggest you bookmark it until you have time to see the video! Also available on our YouTube channel https://youtu.be/HXxQCe7nud8 This week we're going on a field trip! It's an all-access tour with Dave and Pink around the Urvin platform to show you just what we've been building for the last few years at theterminal.urvin.finance Sign up and join the community today... or take a test drive with our Market Heat Map with no account required! theterminal.urvin.finance...
This week, Dave is joined by "Crypto Dad" - Former CFTC Chair and current Chair of the Digital Dollar Project, Chris Giancarlo to discuss CBDC's and the future of digital currency. Read the accompanying blog post here: https://blog.urvin.finance/post/is-a-u-s--backed-cbdc-the-missing-link
This week we're continuing our conversation with Erik Smolinski and talking volatility, Bitcoin ETFs, and the implications of the ongoing conflict in the Red Sea and what that could mean for markets.
This week, Dave and Pink are joined by special guest James Tierney to discuss SEC v Jarkesy, regulation, and more.
This week we have a special, hour long episode with FinTech Analyst and author of Dollar Endgame, Peruvian Bull.
This week, Dave and Pink discuss naked short selling and Urvin's new short metric data, Robinhood's 24 hr trading, the year in review, and more.
Join Dave and special guest former Senior Enforcement Counsel in the Investor Protection Bureau at the NY State AG's office, John Castiglione as they discuss dark pools, the Martin Act, and just how nose-blind SRO's have become to some of the darker activity in our markets.
This week, Dave and Pink revisit our monthly macro series and are joined by special guests Claudia Sahm, Ophir Gottlieb, and Kyla Scanlon to discuss inflation, the Fed, and why there's such a disconnect between consumer sentiment and market data points.
Let's Talk Loopring! This week, Dave and Pink are joined by special guest, Byron from Loopring to discuss crypto, the future of NFTs, and of course, Loopring!
This week, Dave and Pink discuss the impact of We The Investors and the advocacy/regulation milestones worth celebrating over the last month, of which there are many! And of course we can't have that conversation without mentioning Florida representative Byron... Reynolds? No wait..... Dongle?... Donalds!... a so called Congressman accused Gary Gensler of astroturfing with "so-called individual" investors in a recent comment letter campaign. Be sure to stay tuned to the end of the video to check...
This week, Dave and Pink are joined by special guests Ophir Gottlieb and Claudia Sahm to discuss the signs and markers of a recession and whether we are headed for one.
This week, Dave and Pink are joined by special guests Dennis Dick and Erick Smolinski to talk bonds and equities markets and check their crystal balls to predict what's coming in the next 3-6 months.
This week, Dave and Pink are joined by special guest, Michael Gayed to discuss everything from the "smooth brain" moniker to the best ways to grow your money long term.
This week Dave is joined by Aaron Kaplan, founder and co-CEO of Prometheum to discuss crypto regulation and what constitutes a security.
Special guest Lee Schneider from Ava Labs joins Dave to discuss and debate the classification of crypto coins, NFTs, and more as securities.
This week we discuss the SEC, NFTs, and other TLA's (Three-Letter Acronyms) Monday, August 28th marked another milestone in the SEC’s quest to exercise control over the rapidly expanding crypto space. The Commission charged L.A.-based media company Impact Theory, LLC for selling unregistered securities in the form of non-fungible tokens (NFTs). The SEC argues that Impact Theory’s “Founder’s Keys”—which it used to raise $30 million in capital—qualify as investment contracts. If this is indeed an ...
The Financial Industry Regulatory Authority (FINRA) is usually the one handing out judgements. But just last month, the powerful self-regulatory agency (SRO) kind of got its own butt handed to it. A July decision by the U.S. Court of Appeals for the D.C. Circuit could ultimately undermine the very core of FINRA’s mission. Today, we are asking a fascinating question. Is FINRA unconstitutional? Recent court decisions say…maybe? This week we welcome Ben Edwards, Professor at the William S. Boyd Sch...
This week Dave Lauer and special guest Alexandra Damsker do a deep dive into the world of Crypto, CFTC, XRP, SEC, and a whole bunch of other acronyms and discuss the recent landmark decisions in the crypto world.
On this special episode of Let's Talk Markets, Dave Lauer is joined by John Ramsay- Chief Market Policy and Regulatory Officer- and Ronan Ryan- President and co-founder of IEX, as well as co-hosts of the Boxes and Lines podcast . Join them as they discuss Payment for Order Flow, rebates, and more.
This week, Dave discusses the $AMC APE court decision with special guest, Renato Mariotti, Former Federal Prosecutor and host of the It's Complicated podcast and YouTube channel .
This week we welcome Justin Slaughter of Paradigm to discuss the recent SEC vs. Ripple decision that is sending shockwaves through the investment community, and leaving people wondering... what the heck defines a security, and what does this all mean? Check out our accompanying blog post here !...
This week's episode is about Climate Change, and what that has to do with our markets. We welcomed a special guest, Daniel Naim, CEO of Fennel Markets to discuss what this means for investors, and why it matters. Risk of loss when Investing/Trading securities is substantial. Consider your investment objectives, financial situation, risk tolerance and investment experience before transacting. Services offered by Fennel Financials LLC, member of FINRA and SIPC.
Gary Gensler is “taking a wrecking ball to every corner of our current equity market structure in one fell swoop.” With these remarks Congresswoman Ann Wagner (R-MO), Chair of the Financial Services Subcommittee on Capital Markets, opened a June 22nd hearing entitled Oversight of the SEC’s Division of Trading and Markets, the topic of this week's conversation.
This week we start off by celebrating the Beta release of urvin.finance and bring on special guest Alex Cohen (aka u/StonkU2 to the reddit community!) to discuss the journey that has brought us to Beta release as well as our future! Alex currently serves as Urvin's COO but his true calling lies in being a trusted wrinkle-brain among the ape community! We also explore the topic of the week- the SEC Stabilization Act. Be sure to check out our accompanying Blog post on urvin.finance!...
It looks like the private party is over for cryptocurrency. Last week, the SEC filed two suits in rapid succession, accusing leading cryptocurrency exchanges Coinbase and Binance on trading unregistered securities. In doing so, the Commission is making an important claim, one that will likely shape the future of virtual currency. In short, the Commission says cryptocurrencies are securities. If true, any unregistered exchange that sells these currencies, or any exchange which sells these currenc...
This week we discuss SEC waivers granted to those with the elite 'WKSI' status. In 2005, the SEC introduced an innovative new issuer category called Well-Known Seasoned Issuer status. Qualifying for this status is a license to party. As a WKSI, you have access to SEC-issued waivers. These are granted in the event of a criminal conviction. The way the SEC explains it, “A waiver, which could include conditions or undertakings, may be granted if a review of all of the facts and circumstances leads ...
If you’ve been following along, We The Investors (WTI) kicked some serious ass on our comment letter campaign. With more than 5,300 comment letters, we demonstrated clear, widespread, and well-informed support among individual investors for the SEC’s equity market structure reforms including: Regulation NMS Regulation Best Ex; and The Order Competition Rule. Rest assured, you have been heard. The SEC is listening to us. We have a seat at the table, which is one hell of a start. But somebody else...
Last week, Robinhood announced that the app-based brokerage will now be providing customers with access to 24 hour trading. This week we do a deep dive into why that's a bad idea for retail investors, for multiple reasons.