Inside ASIC - podcast cover

Inside ASIC

ASIC•asic.podbean.com
Government
True Crime
Business
The official podcast of the Australian Securities and Investments Commission (ASIC). The Australian Securities and Investments Commission is one of the busiest law enforcement agencies in the country. In Inside ASIC we look at what it takes to keeps the financial markets and consumers safe. The podcast gives insight into the workings of ASIC and hears from the people involved.  Each episode of the podcast showcases a different area of the work of our people as told by our staff, plus interviews with Commissioners and external guests.  You’ll hear from key players inside ASIC on everything from protecting consumers from increasingly sophisticated scams to cracking down on greenwashing and holding super funds to account. The latest series of Inside ASIC is here: https://open.spotify.com/show/2itvIwJWHm5qhws9Z8dyiT?si=zHeqtwVdRqSHShBKZkjSZQ
Last refreshed: ⓘ
Follow this podcast in the Metacast mobile app to refresh it and see new episodes.
Follow on
Apple Podcasts
Spotify
RSS
YouTube
Overcast
Pocket Casts
Episodes.fm
Download Metacast podcast app
Podcasts are better in Metacast mobile app
Don't just listen to podcasts. Learn from them with transcripts, summaries, and chapters for every episode. Skim, search, and bookmark insights. Learn more

Episodes

ASIC View Episode 11: ASIC's Innovation Hub

This week, ASIC Commissioner John Price joins the podcast to discuss ASIC's Innovation Hub and how it's helping fintech startups. You can find out more about ASIC's Innovation Hub by going to the webpage .

Jul 07, 2016•8 min

ASIC View Episode 10: ASIC's Indigenous Outreach Program

This week, ASIC View welcomes Michael Saadat, Senior Executive Leader, Deposit Takers, Credit and Insurers, and Nathan Boyle, an analyst with ASIC's Indigenous Outreach program to talk about ASIC's Indigenous Outreach Program and the work they are doing to help Aboriginal and Torres Strait Islander people with financial products and services. They discuss types of financial problems being reported to ASIC's Indigenous Help Line like lost key cards and problems with identification, issues with de...

Jun 10, 2016•13 min

ASIC View Episode 9: Deputy Chair Peter Kell on investment scams

During Consumer Fraud Week 2016, the Australian Securities and Investments Commission is warning consumers and investors to 'Wise Up to Scams' and do some simple checks before they part with their money. ASIC Deputy Chair Peter Kell joins the podcast to talk about how investment scams work, and how best to identify and avoid them. Read ASIC's media release on Consumer Fraud Week 2016 and visit ASIC's MoneySmart website for more tips on avoiding investment scams . Read the transcript...

May 16, 2016•11 min

ASIC View Episode 8: Commissioner Cathie Armour on ASIC's insider trading work

On the latest episode of ASIC View, ASIC Commissioner Cathie Armour discusses ASIC's work in insider trading matters. Topics discussed include the damage done by insider trading, ASIC's surveillance and enforcement strategies and other related key areas of interest. Media releases for matters mentioned during the podcast: - Mr Xiao/Hanlong mining - Kamay and Hill...

May 02, 2016•11 min

ASIC View Episode 7: ASIC Forum robo-advice session

The following is an excerpt from a session at ASIC's 2016 Annual Forum on robo-advice. The session covers: How does robo-advice sit alongside traditional financial advice? Where does robo-advice cause the most disruption? How does the current regulatory framework apply to robo-advice? What are the issues that are unique to robo-advice? The podcast also discusses ASIC's Consultation Paper 254 Regulating digital financial advice (CP 254) and draft Regulatory Guide 000 Providing digital financial p...

Apr 04, 2016•35 min

ASIC View Episode 6 - Commissioner Greg Tanzer on ASIC's latest enforcement report

On the latest episode of ASIC View, Commissioner Greg Tanzer speaks about ASIC's enforcement report for July-December 2015. He covers: - the key statistics from the report - major outcomes that support ASIC's priorities - ASIC's ongoing areas of focus - and much more. You can download the report here and read the media release here ....

Mar 29, 2016•14 min

ASIC View Episode 4: Park Trent

Louise Macaulay (Senior Executive Leader, Financial Advisers at the Australian Securities and Investments Commission) speaks to the podcast about ASIC's recent case involving Park Trent . This episode covers:- Why ASIC decided to take action- How ASIC conducted its investigation- Information on Self-Managed Super Fundsand more.

Feb 08, 2016•13 min

ASIC View Episode 2: How ASIC deals with reports of misconduct

Warren Day (Senior Executive Leader, Assessment and Intelligence at the Australian Securities and Investments Commission) talks about what happens when you make a report of alleged misconduct or a complaint to ASIC. You can find more information in our Information Sheets: Reporting misconduct ASIC's approach to enforcement...

Dec 10, 2015•15 min

ASIC View Episode 1: Financial Services Enforcement

Tim Mullaly (Senior Executive Leader, Financial Services Enforcement at the Australian Securities and Investments Commission) talks about the work he and his team does, the methods they employ to achieve their goals and some of the emerging issues in the financial services sector.

Nov 19, 2015•12 min
← Prev
For the best experience, listen in Metacast app for iOS or Android