Setting the Standard: Tom Sporkin on CFP Board Enforcement
Dec 15, 2022•40 min•Ep. 83
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Episode description
As Managing Director of Enforcement at CFP Board, Tom Sporkin leads the organization’s detection, investigation, and prosecution activities. On this episode of the inSecurities podcast, Chris and Kurt chat with Tom about the CFP® certification and how CFP Board enforces its Code of Ethics and Standards of Conduct when CFP® professionals are alleged to have fallen short of their obligations.
Learn more about CFP Board and its Enforcement team here: https://www.cfp.net/.
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