Innovation in Compliance with Tom Fox - podcast cover

Innovation in Compliance with Tom Fox

Thomas Fox
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
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Episodes

Messaging Compliance in a Shifting Regulatory Landscape: Part 5- Stay Ahead of Regulations

Is messaging compliance giving your compliance function headaches. Welcome to a special 5 part podcast post series messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I have visited with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay; Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; a...

Jun 30, 202318 minEp. 5

Messaging Compliance in a Shifting Regulatory Landscape: Part 4- Global Relay Industry Insights Report

Is messaging compliance giving your compliance function headaches. Welcome to a special 5 part podcast post series messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I will visit with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay; Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; and...

Jun 29, 202318 minEp. 4

Messaging Complinace in a Shifting Regulatory Landscape: Part 3- Regulatory Changes on the Horizon for UK Firms

Is messaging compliance giving your compliance function headaches. Welcome to a special 5 part podcast post series messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I will visit with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay; Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; and...

Jun 28, 202318 minEp. 3

Messaging Compliance in a Shifting Regulatory Landscape: Part 2- Is Business Innovation Being Stifled by Regulatory Actions?

Is messaging compliance giving your compliance function headaches? Welcome to a special 5 part podcast post series, messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I will visit with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay; Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; an...

Jun 27, 202318 minEp. 2

Supply Chain Cyber Risk Management with Steve Horvath

Imagine a world where your organization is constantly at the risk of a cyber-attack, yet no solution seems fully secure. In this episode of Innovation In Compliance, host Tom Fox and guest Steve Horvath explore the complex landscape of supply chain cyber risk management. They explore the high-profile breaches of Home Depot and Target, as well as the critical importance of frameworks like the NIST Cybersecurity Framework. Steve delves into the challenges faced by organizations, the need for effec...

Jun 27, 202326 minEp. 309

Messaging Complinace in a Shifting Regulatory Landscape: Part 1- The Future is Now: U.S. Regulatory Compliance

Is messaging compliance giving your compliance function headaches? Welcome to a special 5 part podcast post series, messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I will visit with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay; Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; an...

Jun 26, 202318 minEp. 1

Part 5 - David Greenberg on the Role of the Board

Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways....

Jun 23, 202319 minEp. 5

Part 4 - Andrew Rincón on a Training Program for 3rd Parties

Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways....

Jun 22, 202316 minEp. 4

Part 3 - Jessica Czeczuga on Defining the Effectiveness of Compliance Training

Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways....

Jun 21, 202317 minEp. 3

Part 2 - Kevin McCoy on the Value of Targeted Training

Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways....

Jun 20, 202314 minEp. 2

Digital Commerce-Authentication and Access Management with Paul Trulove

In this rapidly evolving digital world, identity is at the heart of our personal and professional lives. On this week's episode of Innovation In Compliance, Tom Fox and guest Paul Trulove, CEO of SecureAuth, explores the world of digital commerce, specifically delving into the realms of authentication and access management. Paul shares his insights on the evolution of the identity and access management space, the role of authentication in our daily lives, and the Zero Trust Initiative. Paul Trul...

Jun 20, 202317 minEp. 306

Part 1 - Kunal Agrawal on the Importance of Ongoing Communications

Get ready to learn about Building a Stronger Culture of Compliance Through Targeted and Effective in a 5 part podcast post series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David ...

Jun 19, 202316 minEp. 1

Perspective is Power with Zoe Routh

Leadership is not about position, but perspective. On this episode of Innovation In Compliance with Tom Fox, guest Zoe Routh shares how her deep connection with the wilderness informs her leadership principles and the importance of shared experiences and real interactions. She and Tom delve into her central belief that perspective is power, how to cultivate an explorer mindset, and the importance of adaptability in a rapidly changing world. Zoe Routh is a leadership development expert based in A...

Jun 13, 202330 minEp. 307

Passion, Podcasting and Perspective with Eli Marcus

Exploring the most intriguing minds and their stories can motivate us. In this episode of Innovation In Compliance, host Tom Fox talks with Eli Marcus, a fellow member of the C-Suite Network and a prominent figure in the self-help sector. They delve into Marcus's career, his transition from the world's largest seminar company owner to a celebrated podcaster, and his unending quest for knowledge and personal development. They also dissect the intimate power of podcasting and the significance of a...

Jun 06, 202319 minEp. 306

Cybersecurity Today and Tomorrow with Patrick Hynds

Cybersecurity isn't just the business of the future - it's the war of today. In this episode of Innovation In Compliance, Tom Fox and guest Patrick Hynds, CEO of Pulsar Security, delve into the world of cybersecurity and its implications for organizations of all sizes. From ransomware threats to the role of government in this expanding battlefield, Patrick discusses the evolution of cyber attacks, the importance of ongoing vigilance, and practical steps businesses can take to defend themselves. ...

May 23, 202324 minEp. 305

Don't Lose the Learner with Asha Palmer

Asha Palmer is on a mission to revolutionize the ethics and compliance profession. She joins Tom Fox in this episode of Innovation in Compliance to discuss how marrying technology with ethics and compliance can lead to unprecedented strides in the profession. She shares her new role at Skillsoft, insights on leveraging technology to support learning objectives, and why it’s important to understand different learning styles for more effective training outcomes. Asha Palmer is the Senior Vice Pres...

May 16, 202325 minEp. 304

The Role of Backup Systems in Cybersecurity Defense with Curtis Preston

According to Curtis Preston, Chief Technical Evangelist at Druva, cyberattacks are not a matter of "if," but "when." In this episode, Tom Fox. and Curtis dive into the importance of backup systems and cyber resilience to protect against ransomware and other types of cyberattacks. Curtis shares his insights on how to limit the blast radius of an attack, why you should assume a breach, and the need to have a playbook and a cyber response team in place. They also discuss the role of state-sponsored...

May 09, 202323 minEp. 303

Improving Third-Party Risk Management with Paul Valente

In today's interconnected world, businesses rely on third-party vendors for various products and services. While these partnerships bring great benefits, they also expose companies to a range of risks such as cyber threats, compliance issues, and reputational damage. In this episode, Tom Fox interviews Paul Valente, the co-founder and CEO of VISO Trust. Paul shares valuable insights into how businesses can mitigate risks posed by third-party vendors, the importance of continuous monitoring, and ...

May 02, 202321 minEp. 302

AI - a Horizontal Approach to Business Process with Brian Sathianathan

AI is a horizontal force that can be applied to every department and industry, from retail to banking, legal to HR. The market size for AI is projected to be over $680 billion by 2030, making it one of the most significant technological advances in modern history. Brian Sathianathan, Chief Digital Officer and co-founder of Iterate.ai, joins host Tom Fox on this episode of Innovation In Compliance to discuss the transformative power of low code software and AI for enterprise transformation. Brian...

Apr 25, 202322 minEp. 301

Building Trust Through Compliance with Girish Redekar

Building trust is a key component of any successful business, but in today's world, trust is increasingly linked to compliance. On this episode of Innovation in Compliance, Tom Fox hosts Girish Redekar, co-founder and CEO of Sprinto. Girish shares his insights on the overwhelming nature of compliance, the benefits of frameworks like SOC 2 and ISO 27001, and the importance of building trust through compliance. Girish Redekar is the co-founder and CEO of Sprinto, a software company that provides a...

Apr 18, 202319 minEp. 300

Meeting Your Clients Where They Are with Barrett Mathews

Are you still relying on outdated communication methods to reach your clients and employees? If so, you might be missing out on a huge opportunity to connect and engage with them. In this episode of Innovation in Compliance, Tom Fox speaks with Dr. Barrett Matthews, a media expert who believes in meeting clients where they are and creating authentic content to increase engagement. Barrett offers valuable insights on how businesses can leverage media to expand their reach and connect with their a...

Apr 11, 202320 minEp. 299

Transformation by Surfing the Waves with Alex Schwartz and Nate Thompson

The traditional workplace as we know it is changing exponentially. This, accelerated by the COVID-19 pandemic, has forced companies to adapt to a new way of doing business. In this episode of Innovation In Compliance, Nate Thompson and Alex Schwartz, co-founders and hosts of The Disrupted Workforce, chat with host Tom Fox about the trends and challenges facing companies in this new era of work, including talent acquisition and retention, how AI will help identify talent pools, and the major shif...

Apr 04, 202324 minEp. 298

Igniting Purpose within Organizations with Christina Foxwell

How can you build a culture of trust and purpose in your organization? Tom Fox’s guest this week, Christina Foxwell, is an expert in helping companies unleash the purpose within each employee to build a sustainable business. In this episode, Tom and Christina explore the world of organizational transformation: Christina shares how her team helps companies put programs in place to measure outcomes and document results, satisfying stakeholders such as regulators and shareholders. She also emphasiz...

Mar 28, 202321 minEp. 297

3rd Party Management: A risk-based approach - Part 5: Alexander Cotoia on Use Cases

Welcome to a special 5-part podcast series sponsored by Diligent. Over this series we will consider a risk-based approach to third-party risk management. Over this series I will visit with Michael Parker, the Director of Advisory and Consulting Services; Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, Associate at the Volkov Law Group. In this Part 5, I visit with Alexand...

Mar 24, 202314 minEp. 5

Third-Party Management: A risk-based approach - Part 4: Adam Bailey on Reporting

Welcome to a special 5-part podcast series, sponsored by Diligent. Over this series we will consider a risk-based approach toe third-party risk management. Over this series I will visit with Michael Parker is the Director of Advisory and Consulting Services, Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, from the Volkov Law Group. In this Part 4, I visit with Adam Bailey...

Mar 23, 202318 minEp. 4

Third-Party Management: A risk-based approach - Part 3: Kairi Isse on Implementation and Maintenance

Welcome to a special 5-part podcast series, sponsored by Diligent. Over this series we will consider a risk-based approach toe third-party risk management. Over this series I will visit with Michael Parker is the Director of Advisory and Consulting Services, Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, from the Volkov Law Group. In this Part 3, I visit with Kairi Isse,...

Mar 22, 202315 minEp. 3

Third-Party Management: A risk-based approach – Part 2: Stephanie Font on Questionnaires and Due Diligence

Welcome to a special 5-part podcast series, sponsored by Diligent. Over this series we will consider a risk-based approach toe third-party risk management. Over this series I will visit with Michael Parker is the Director of Advisory and Consulting Services, Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, Associate at the Volkov Law Group. In this Part 2, I visit with Ste...

Mar 21, 202316 minEp. 2

Is Data Fit for Purpose? with Malcolm Hawker

Is your company's data fit for purpose? In this episode of the Innovation in Compliance podcast, host Tom Fox welcomes Malcolm Hawker of Profisee, a company that creates MDM software, to discuss the importance of data quality, master data management (MDM), and data governance. They also explore how proper data management can drive exceptional results, reduce costs, and ensure compliance. Malcolm Hawker is a seasoned data management and governance professional with over 30 years of experience. Ma...

Mar 21, 202329 minEp. 296

Third-Party Management: A risk-based approach - Part 1: Michael Parker on Risk Mitigation

Welcome to a special 5-part podcast series, sponsored by Diligent. Over this series we will consider a risk-based approach toe third-party risk management. Over this series I will visit with Michael Parker is the Director of Advisory and Consulting Services, Stephanie Font, Due Diligence Service expert; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, from the Volkov Law Group. In this Part 1, I visit with Michael Parker on ...

Mar 20, 202318 minEp. 1

Compliance with Data Privacy with Bill Piwonka

Legal GRC focuses on the various activities and responsibilities that people who report to legal must carry out, such as data privacy and breach response. In this week’s show, Tom Fox reconnects with Bill Piwonka, Chief Marketing Officer of Exterro, to discuss compliance with data privacy. They discuss the concept of legal GRC, which is a subcategory of the larger umbrella of GRC. They also explore how Exterro's legal GRC software can help companies manage their data effectively and efficiently ...

Mar 14, 202327 minEp. 295
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