(Episode Eighty Three) KNIGHT IN SHINING WHITE ARMOR MASSACHUSETTs SECURITIES REGULATOR WILLIAM GALVINs HAS INVESTIGATING TO DO IN TO FINRA & REGISTERED REPS LIKE DAWN BENNETT & MADOFF - podcast episode cover

(Episode Eighty Three) KNIGHT IN SHINING WHITE ARMOR MASSACHUSETTs SECURITIES REGULATOR WILLIAM GALVINs HAS INVESTIGATING TO DO IN TO FINRA & REGISTERED REPS LIKE DAWN BENNETT & MADOFF

Jul 13, 201925 min
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Episode description

FINRAs Slush fund received cash injection from Criminals who stole cash. FINRA calls those payments 'fines.' Federal Judge Xinis sees these fines as most likely being cash stolen from victims. While being a leader in Investment Client protection, Massachusetts Securities Regulator is taking guidance from Wall Street's wolves in the hen house- FINRA at a price to the public

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