(Episode Eighty One) MASSACHUSETTs SECURITIES REGULATOR WILLIAM GALVINs HAS FINRA & SEC INVESTIGATING TO DO - podcast episode cover

(Episode Eighty One) MASSACHUSETTs SECURITIES REGULATOR WILLIAM GALVINs HAS FINRA & SEC INVESTIGATING TO DO

Jul 13, 201930 sec
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Episode description

FINRAs Slush fund received cash injection from Criminals who stole cash. FINRA calls those payments 'fines.' Federal Judge Xinis sees these fines as most likely being cash stolen from victims. While being a leader in Investment Client protection, Massachusetts Securities Regulator is taking guidance from Wall Street's wolves in the hen house- FINRA at a price to the public

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