Culture of Compliance - podcast cover

Culture of Compliance

Frazier & Deeter Podcastscultureofcompliance.libsyn.com
Frazier & Deeter's Culture of Compliance podcast explores compliance as a competitive advantage in today's marketplace. Culture of Compliance was recently named #1 in “Top 25 Regulatory Compliance Podcasts You Must Follow in 2020” by Feedspot.
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Episodes

Data Security with a Remote Workforce

Sabrina Serafin interviews Jodi Daniels of Red Clover Advisors . They discuss the unique data security challenges working from home may present to companies.

Mar 18, 202016 min

A New Era of Business Resiliency

The definition of business resiliency has expanded to a digital frontier. Sabrina Serafin speaks with Eric Aslaksen of iVision, Inc. about this new era of business resiliency and steps you can take.

Feb 14, 202010 min

What Your CIO Isn't Telling You

Small business owners sometimes have trouble understanding the details of how technology is supporting their company. Sabrina Serafin speaks with Rob Hootselle of Cloud & Wire, Inc. about how to understand your company's technological needs and plan for the future.

Dec 12, 201915 min

SOC Reports: Advantages & What to Expect

A SOC report can demonstrate to your clients and vendors a dedication to trust and security, but what does the process look like? Sabrina Serafin discusses the advantages and history of SOC reporting with Shelby Nelson, a SOC lecturer and Director with Frazier & Deeter.

Nov 19, 201912 min

Cybersecurity Board Oversight: Visibility, Validation & Reputation

As cyber risks continue to evolve, how can Boards of Directors be sure they are doing what they can to protect their organization and assets? Sabrina Serafin speaks with Gourav Mukherjee of Immersion Security to discuss how a Board can effectively monitor and control an organization's cybersecurity posture.

Oct 18, 20199 min

Lions and Tigers and Ransomware, Oh My!

Ransomware attacks are becoming more and more common and can mean disaster for a small business. Sabrina Serafin meets again with Mary-Michael Horowitz, Founding Partner and CEO of Asylas, to discuss what businesses can do to protect themselves.

Oct 11, 20198 min

Protecting Your Assets: Avoiding Business Email Compromise

Business email compromise remains an enormous risk for businesses of all sizes, as phishing and other attacks can seriously damage your operations and lead to significant losses. Sabrina Serafin speaks again with Skeet Spillane of Pillar Technology Partners about these risks and some best practices to protect your organization's business email.

Oct 02, 201913 min

Small Businesses at Risk: The Strategic Advantage of Internal Controls

The Association of Certified Fraud Examiners finds that Small Businesses are especially vulnerable to fraud and financial management errors. In this episode, Sabrina Serafin and Katrina Barrett explore internal controls that can help smaller businesses minimize risk.

Sep 25, 201910 min

Dodging Cyber Crime: How to "Stay Woke" in Today's Online World

In today's cyber landscape, corporations adopting a"fingers crossed" security strategy can lead to huge losses for the company and individuals alike. In this episode, Sabrina Serafin speaks with cyber security expert Mary-Michael Horowitz, CEO of Asylas, about the cyber crime industry and how companies can protect themselves.

Aug 19, 20199 min

Marketing Internal Audit within Your Organization

It sometimes seems like executives see the big risks associated with situations like data breaches or fraud, yet still view the internal audit function as a cost of doing business rather than an important investment. Sabrina Serafin welcomes back Danny Goldberg, the founder of GoldSRD, to talk about a critical topic: marketing internal audit within our organizations.

Jul 30, 20199 min

Managing Cyber Risk: Understanding the NIST Control Framework

Cybersecurity is a prevalent topic in the news today, with data breaches hitting the headlines every week. Not surprisingly, we are also seeing legislation in the U.S. and internationally designed to encourage companies to protect sensitive personal information. It is now more important than ever to have a cybersecurity framework, and one of the most popular is the National Institute of Standards and Technology, or NIST, cybersecurity framework. Sabrina Serafin sits down with Brandon Sherman of ...

Jul 15, 20199 min

Making the Shift to Agile Internal Audit

Do you ever feel as though your internal audit methodology is somehow both too rigid and misses the mark? Sabrina Serafin meets with Danny Goldberg of GoldSRD to discuss Agile Internal Auditing, a flexible new approach to achieving your objectives.

Jun 21, 201913 min

Creating a Sustainable Culture of Compliance

How do you rally your company's internal messaging around compliance and help turn compliance into an opportunity and strategy rather than a dirty word? Sabrina Serafin sits down with Heather Fortner, Chief Compliance Officer and Chief Operating Officer of wealth management firm SignatureFD, to discuss creating a sustainable Culture of Compliance.

Jun 06, 20199 min

Leveraging Biometrics & Document Data Security: Smart Eye Technology

Data security is a top concern for modern organizations. What are your options to keep your information safe? Sabrina Serafin meets with Dexter Caffey of Smart Eye Technology to discuss his company's new biometric document security software and how leveraging data security can help your company succeed.

Apr 23, 201910 min

One Size Fits One: Implementing Risk Strategy

Sabrina Serafin speaks with Jason Sammons of our Process, Risk & Governance practice about implementing risk management as a strategy to help small and mid-sized businesses grow and reach their potential.

Apr 08, 201916 min

Marketing Compliance in the Age of Data Privacy

Jodi Daniels of Red Clover Advisors joins us again to talk about the importance of properly managing your marketing data in the age of privacy regulations such as GDPR and CCPA.

Mar 11, 201914 min

New Privacy Laws and their Impact on US Businesses

Join us as Sabrina speaks with Jodi Daniels of Red Clover Advisors about the California Consumer Privacy Act, a new privacy law in the United States that resembles the EU's GDPR. Learn about this sweeping new regulation and how you should best prepare for its implementation next January.

Feb 27, 201915 min

HITRUST 1: Assess Once, Report Many

Join our PRG National Practice Leader Sabrina Serafin in Part 1 of a three part discussion on HITRUST. A certified HITRUST assessor herself, Sabrina speaks with Michael Parisi, the Vice President of Assurance Strategy & Community Development of the HITRUST alliance to discuss the HITRUST "Assess Once, Report Many" mentality as a competitive advantage in today’s marketplace.

Feb 18, 201923 min

All About GDPR

Join Sabrina Serafin as she discusses the EU's strict new data privacy regulation, GDPR, with PRG partner Gina Gondron.

Nov 27, 20185 min

Managing Your HR Compliance with Insperity

Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process, Risk and Governance Practice talks with Matt Ficken an advisor with Insperity about the importance of HR compliance no matter the size of the business. Insperity is a service provider specializing in human resource solutions.

Oct 15, 201810 min

Cybersecurity as an Essential Part of Risk Management

Sabrina Serafin interviews Jack Healey, CEO of Bear Hill Advisory Group. His firm provides strategic planning and crisis management services. Topics include, Cybersecurity in relation to other business management Common misconceptions of cybersecurity How to utilize your cybersecurity and more!

Sep 05, 201822 min

Visual Data Analytics: An Integral Part of Any Compliance Toolkit

Sabrina Serafin, National Practice Leader of Frazier & Deeter's Process Risk & Governance Practice, interviews Joe Oringel, Managing Director of Visual Risk IQ.They discuss the importance of visual data analytics and reporting in relation to today's compliance tools. Links to items mentioned in the podcast: 11:09 - Self-service - we're offering a 15- or 30-minute demo of Tableau to any podcast listener where we can provide both a trial software license and a guided evaluation of the soft...

Jul 23, 201818 min

4 Critical Steps to Cyber Readiness with Pillar Technology Partners

Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process, Risk and Governance Practice talks with Tim Martin and Skeet Spillane from Pillar Technology Partners about how they help clients prepare for all things cyber.

Jun 25, 201812 min

Update on the AICPA's SOC 2 Framework

SOC 2 experts of Frazier & Deeter's own Process, Risk & Governance practice walkthrough the reporting changes. Moderator - Sabrina Serafin | Partner & National Practice Leader Speakers - Gina Gondron | Partner Shelby Nelson | Director

Jun 11, 20188 min

The Evolution of Compliance

In Culture of Compliance's first episode, Sabrina Serafin, Frazier & Deeter's National Process, Risk & Governance Practice leader, talks with Darryl Cox, Strategic Cloud Adviser & Sales Executive at QTS Realty Trust, about changes to compliance and how it affects companies now.

May 29, 201816 min
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