Regulation: Tales from the Front Lines
Dec 22, 2021•1 hr 2 min•Season 4Ep. 9
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Episode description
Compliance pro Curtis Findlay and Regulatory Affairs lawyer Ed Skwarek join Jason for a discussion of the framework behind compliance and regulation.
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Supplementary Materials:
Canada (Minister of Citizenship and Immigration) v. Vavilov, 2019 SCC 65 (CanLII)
Canadian Securities Administrators (CSA) FAQs
CCIR Cooperative Fair Treatment of Customers (FTC) Review – Consolidated Observations Report
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