Banking Compliance Insights | Digital Transformation In this episode, "Electronic Lending and Participation in the Secondary Market," our experts Wolters Kluwer Vice President, Banking Compliance Solutions, Samir Agarwal, and Spencer Mierzejewski, Senior Legal Counsel, with Wolters Kluwer formally from acquired eOriginal, to offer guidance on how vital digital capabilities are in the origination process and its effects on the downstream need to participate in the secondary market. | LISTEN NOW! ...
May 06, 2021•37 sec
Episode Summary: Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Is digital transformation a competitive advantage or a necessity? Listen to our podcast episode, "Electronic Lending and Participation in the Secondary Market,...
May 06, 2021•22 min
Regulatory Strategy | Is your financial institution prepared for 2021's regulatory compliance changes? Our Wolters Kluwer® experts offer guidance on fortifying compliance measures to prepare for the pandemic's residual consumer impact in this episode. | [🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/ep18-final ] Product highlights from the podcast: • Wolters Kluwer Advisory Services https://bit.ly /38ICJwy • Wiz® Suite (Fair Lending Wiz, CRA Wiz, HMDA Wiz, CD BBE) https://bit.ly /3cyXY5...
Mar 16, 2021•23 sec
Hosted by Samir Agarwal https://www.wolterskluwer.com/en/experts/samir-agarwal and special guest Tim Burniston https://www.linkedin.com/in/timothy-burniston-94682550/ Episode Summary: Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk enviro...
Mar 16, 2021•37 min
IRA Podcast | How have rules like the SECURE Act & the CARES Act impacted IRAs? In this episode, our Wolters Kluwer® experts discuss how what has changed and what you need to know about Tax-Advantaged Accounts. | LISTEN NOW! - https://www.spreaker.com/user/10614200/episode-17-final_1
Feb 04, 2021•37 sec
Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Episode Summary: Hosted by Samir Agarwal ( https://bit.ly/3cWnLnU) and special guest Michael Schiller ( https://bit.ly/2IWJVLN) Are you prepared for the significant legislative...
Feb 04, 2021•34 min
Podcast | Help stop Elder Exploitation. In our next podcast, "Elder Financial Exploitation (E.F.E): What you Need to Know," our experts share info on Federal E.F.E. findings, guidance, laws & regulations to help slow the growth of E.F.E. [🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/episode-16-final ] #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #po...
Jan 22, 2021•56 sec
Hosted by Samir Agarwal ( https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Leslie McNally Episode Summary: Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. No one wants to suffer financial losses due ...
Jan 21, 2021•39 min
Is your Financial Institution missing an Opportunity to Serve the Community and Serve Soldiers? Understanding the unique aspects of lending to military service members and how the Military Lending Act (MLA) and the Servicemembers Civil Relief Act (SCRA) impacts financial institutions lending to this group🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/episode-15-final
Jan 07, 2021•31 sec
Hosted by Samir Agarwal ( https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Matthew Frank, https://www.linkedin.com/in/mattfrankesq/ Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Is your Financial I...
Jan 07, 2021•34 min
From LIBOR to SOFR | What index will you select? We are here to help you choose. Wolters Kluwer’s latest podcast focuses on the end of the (London Interbank Offered Rate) LIBOR and the industry’s switch to the (Secured Overnight Financing Rate) SOFR index. Listen in as our experts offer guidance on what the end of LIBOR means for market participants and what banks should be doing now to prepare for the transition. 🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/ep-14-final...
Dec 03, 2020•37 sec
Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. What index will you select? We are here to help you choose. Listen to our new episode of Wolters Kluwer® Banking Compliance Solutions that focuses on the end of the (London Int...
Dec 03, 2020•20 min
OCC OKs Cryptocurrencies | What do we know, and What don’t we know about the regulatory requirements for the Office of the Comptroller of the Currency’s (OCC) Letter? Wolters Kluwer’s latest podcast, Banking Compliance Insights, covers the OCC’s recent move to permit OCC-regulated banks to provide custody services for virtual assets, including cryptocurrencies. Our host, Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, sits down with Mark White, Senior Securities Com...
Nov 13, 2020•28 sec
Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. What do we know, and what don’t we know about the regulatory requirements for the Office of the Comptroller of the Currency’s (OCC) Letter? The OCC was not exhaustive in its In...
Nov 13, 2020•26 min
The Banking Compliance Insights podcast series by Wolters Kluwer® was created to piece together the complicated, and sometimes daunting puzzle that is compliance. In today's ever-changing regulatory and risk environment, we've created a weekly series you can come to for guidance in trends and strategies to navigate this new normal. We invite you to check out our previous podcasts as we've discussed how the pandemic has: • Disrupted banking operations • Transformed the way customers are served • ...
Nov 05, 2020•1 min
IRA Podcast | How have rules like the SECURE Act & the CARES Act impacted IRAs? In this episode, our Wolters Kluwer® experts discuss how “What Has Changed and What you Need to Know” about Tax-Advantaged Accounts. | LISTEN NOW! https://www.spreaker.com/user/10614200/episode-12-final
Oct 22, 2020•11 sec
Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments....
Oct 22, 2020•42 min
Client Outreach Podcast | Let’s talk about Customers, Culture, and Operations. How has your bank responded to and pivoted during the current environment, including the pandemic and inevitable social unrest? What’s worked? What has not? Listen to this episode titled, Banking on the Way People Change” to learn how to adapt banking processes and client outreach. Our host, Wolters Kluwer, Vice President, Banking Compliance Solutions, Samir Agarwal, is joined by Skipper Hines, a Vice President and Cr...
Oct 16, 2020•27 sec
Hosted by Samir Agarwal ( https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Richard N. (Skipper) Hines, III, ( https://www.linkedin.com/in/skipperhines/) #PPP #paycheckprotectionprogram #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politcs #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #jimwrbanek Summary: Ban...
Oct 16, 2020•37 min
2020 – #findingopportunities? Our new podcast, “Banking Operations: Adapting to Find Opportunities,” offers practical insights into how banks have successfully adapted operations in our new normal and highlights of successful practices that are becoming part of permanent banking strategies. Listen in to Wolters Kluwer® Vice President, Banking Compliance Solutions Samir Agarwal, our host, as he is joined on this episode by Jim Wrbanek, Director of Sales, Banking Compliance Solutions with Wolters ...
Oct 08, 2020•29 min
Hosted by Samir Agarwal ( https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Briana Doña ( https://www.linkedin.com/in/briana-dona-2299749/) How well is your financial institution navigating change and regulatory requirements during the pandemic? Our new podcast, “Working Through COVID-19, Overcoming Challenges and Creating Opportunities,” will focus on how the pandemic impacts banking processes and client relationships. Wolters Kluwer® Vice President, Banking Compliance S...
Sep 24, 2020•27 min
Hosted by Samir Agarwal ( https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Elaine F. Duffus ( https://www.linkedin.com/in/elainefduffus/) Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Podcast episo...
Sep 17, 2020•41 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal And Special Guest - Michael Fuchs Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Our new podcast, “Commercial Lending Through COVID – PPP and Beyond,” focuses on how commercial lenders can stay on top of the rapidly changing circumstances, including credit assessments, to ensure they can fulfil...
Sep 10, 2020•33 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal and Special Guest - Gary Schweer - https://www.linkedin.com/in/gary-schweers-4a52757a Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Our new podcast, “Fraud Opportunists, Six Feet Away and Closer Than Ever,” focuses on how social distancing and branch closures are driving more financial institu...
Aug 27, 2020•22 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal , And Special Guest Chris Zimmerman - https://www.linkedin.com/in/chris-zimmerman-61b2929/ Banking Compliance Insights, a podcast series created to deliver insights on compliance trends and strategies for navigating today's regulatory and risk environments. Our Episode 5 takes a deep dive into what to expect at the end of allowable forbearance periods required under the CARES Act. Coverage highlights: - The wave of borrow...
Aug 05, 2020•32 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal And Special Guest Britt Faircloth - https://www.wolterskluwer.com/en/experts/britt-faircloth Listen to Episode 4, covering how the COVID-19 Pandemic has created an increasing number of vulnerable populations. Coupled with regulatory programs to provide relief, dispersed workforces, and distance banking keeping a focus on fairness and fair lending has been steep. During the podcast, Wolters Kluwer® Vice President, Banking ...
Jul 27, 2020•22 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal And Special Guest - Neal Doherty - https://www.wolterskluwer.com/en/experts/neil-doherty The Small Business Administration has started processing PPP loan forgiveness. Wolters Kluwer® Vice President, Banking Compliance Solutions, Samir Agarwal interviews Neal Doherty, a managing consultant with the Wolters Kluwer consulting services team, on the mechanics of forgiveness, including preparing borrowers and managing expectat...
Jul 09, 2020•38 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal And Special Guest - Lori McCausland - https://www.linkedin.com/in/lori-mccausland/ Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Our new podcast, “PPP Legislative Updates That Impact 1502 Filings and Procedures for Submission,” focuses on how the Small Business Administration has started accep...
Jun 18, 2020•23 min
By: Samir Agarwal - https://www.wolterskluwer.com/en/experts/samir-agarwal And Special Guest - Lori McCausland - https://www.linkedin.com/in/lori-mccausland/ Summary: Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Our new podcast, “Ongoing 1502 Filing Requirements and Common Errors to Avoid,” focuses on how the Small Business Administration has started accepting 1502 ...
Jun 12, 2020•20 min
Banking Compliance Insights |PODCAST| 2020 – #findingopportunities? Our new podcast, “Banking Operations: Adapting to Find Opportunities,” offers practical insights into how banks have successfully adapted operations in our new normal and highlight successful practices that are becoming permanent banking strategies. Listen in as Wolters Kluwer® Vice President, Banking Compliance Solutions Samir Agarwal, joined by Jim Wrbanek, Director of Sales, Banking Compliance Solutions with Wolters Kluwer, g...
May 12, 2020•14 sec
